TD Ameritrade Client Service Specialist - Tampa, FL in Tampa, Florida

Role:

The Client Service Specialist provides excellent service, operation and sales support to the Branch staff and our clients. Serves as the initial point of contact with responsibilities to greet, direct, and assist walk-in or call-in clients with any service related issues as well as account questions, issues, problem resolution, and escalations. Builds positive relationships with peers, business partners, and colleagues while working effectively with others to accomplish organizational goals.

  • Responsible for the day-to-day operations and administrative functions of the branch.

  • Work with Investment Consultants to communicate solutions either directly or indirectly with clients.

  • Identify and refer lead opportunities to Investment Consultants

  • Acts as an onsite dedicated service expert on a wide range of client issues. Researches and resolves client issues in cooperation with back office partners

  • Adhere to all compliance/risk procedures and follow corporate and industry protocols.

  • Ensure that all paperwork, policy and procedures for client requests have been adhered to in order to satisfy compliance requirements.

  • Assist Branch Manager in performing daily key compliance and oversight activities for the branch.

  • Participate in projects to improve processes and enhance the client experience

  • Perform duties with confidence, minimal supervision and sound judgment to mitigate risk for the firm.

Please consult your HR Business Partner; description is not listed in the system.